Securities Arbitration and Litigation
SEC/NASD/NYSE Investigations
Securities Enforcement and Disciplinary Proceedings
Securities Industry Hiring, Firing, Termination Issues
Broker-Dealer Startups and Operations
Investment Advisor Registration and Regulation
Hedge Fund Regulation and Registration
Corporate Formation, Shareholder Agreements,
Corporate Finance, Private Placements, PIPES, IPO’s
Employment Agreements, Restrictive Covenant Litigation
Corporate, Shareholder and Commercial Litigation